Funding-round filings
Recording a priced round generates PAS-3, MGT-14, the Rule 11UA valuation, board and shareholder resolutions and share certificates as dated, evidence-tracked tasks.
A priced funding round triggers a burst of time-bound corporate filings — and missing or late ones (especially the return of allotment) are classic diligence red flags. When you record a round in ComplianceStack, the deterministic engine materialises each obligation as a dated, evidence-tracked task on your calendar.
Record a round
Enter the round name, the date of allotment, whether it included foreign investment, and (optionally) the amount and the date funds were received. That single event generates the filings below, each due relative to the allotment.
What gets generated
- PAS-3 (Return of Allotment) — due within 30 days of allotment.
- MGT-14— for the resolutions where it's required.
- Rule 11UA valuation report — the pricing basis, kept current at allotment.
- Board & shareholders' resolutions for the issue and allotment.
- Share certificates & stamp duty — issued within two months of allotment.
- FC-GPR — added automatically when the round took foreign money (see FEMA / FDI).
Deterministic, not guesswork
Which filings fire — and on which dates — comes from versioned rules, not an LLM. Company-law forms apply to companies (not LLPs); FEMA filings appear only when there's foreign investment. Statutory timelines change by notification, so each item is flagged to confirm with your CS or CA.